Home/Filings/4/0001209191-23-059982
4//SEC Filing

JANKOWSKI JESS 4

Accession 0001209191-23-059982

CIK 0000883107other

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:00 PM ET

Size

18.4 KB

Accession

0001209191-23-059982

Insider Transaction Report

Form 4
Period: 2023-12-27
JANKOWSKI JESS
President, CEO, VP, CFO
Transactions
  • Award

    Common Stock (right to purchase)

    2023-12-27$0.61/sh+12,600$7,68612,600 total
    Exercise: $0.61From: 2024-12-27Exp: 2030-12-27Common Stock (12,600 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,000
  • Common Stock

    59,000
  • Common Stock (right to purchase)

    Exercise: $0.52From: 2015-02-13Exp: 2024-02-13Common Stock (67,450 underlying)
    67,450
  • Common Stock (right to purchase)

    Exercise: $0.44From: 2016-02-18Exp: 2025-02-18Common Stock (81,000 underlying)
    81,000
  • Common Stock (right to purchase)

    Exercise: $0.42From: 2017-02-23Exp: 2026-02-23Common Stock (69,000 underlying)
    69,000
  • Common Stock (right to purchase)

    Exercise: $0.68From: 2018-02-21Exp: 2027-02-21Common Stock (81,000 underlying)
    81,000
  • Common Stock (right to purchase)

    Exercise: $0.82From: 2019-05-23Exp: 2028-05-23Common Stock (90,000 underlying)
    90,000
  • Common Stock (right to purchase)

    Exercise: $0.51From: 2020-05-22Exp: 2029-05-22Common Stock (16,500 underlying)
    16,500
  • Common Stock (right to purchase)

    Exercise: $0.45From: 2021-06-18Exp: 2027-06-18Common Stock (90,000 underlying)
    90,000
  • Common Stock (right to purchase)

    Exercise: $4.17From: 2022-12-28Exp: 2028-12-28Common Stock (90,000 underlying)
    90,000
  • Common Stock (right to purchase)

    Exercise: $1.17From: 2023-12-20Exp: 2029-12-20Common Stock (72,000 underlying)
    72,000
Footnotes (3)
  • [F1]Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
  • [F3]Subject to certain restrictions, beginning on this date, options vest in three equal installments.

Issuer

NANOPHASE TECHNOLOGIES Corp

CIK 0000883107

Entity typeother

Related Parties

1
  • filerCIK 0001184478

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:00 PM ET
Size
18.4 KB