Leohold Jurgen 4
4 · QuantumScape Corp · Filed Jan 5, 2024
Insider Transaction Report
Form 4
Leohold Jurgen
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2024-01-04−40,000→ 242,175 totalExercise: $2.38From: 2020-12-11Exp: 2029-12-11→ Class A Common Stock (40,000 underlying) - Exercise/Conversion
Class A Common Stock
2024-01-04$2.38/sh+40,000$95,080→ 225,717 total - Sale
Class A Common Stock
2024-01-04$9.01/sh−40,000$360,468→ 185,717 total
Footnotes (3)
- [F1]The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2023.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $10.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.