4/A//SEC Filing
Yednock Ted 4/A
Accession 0001209191-24-002080
CIK 0001528115other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:00 PM ET
Size
12.5 KB
Accession
0001209191-24-002080
Insider Transaction Report
Form 4/AAmended
Annexon, Inc.ANNX
Yednock Ted
EVP & CHIEF INNOVATION OFFICER
Transactions
- Exercise/Conversion
Common Stock
2023-12-27$1.85/sh+10,385$19,213→ 58,885 total - Sale
Common Stock
2023-07-11$3.84/sh−1,057$4,055→ 37,885 total - Sale
Common Stock
2023-12-27$4.52/sh−21,000$94,966→ 37,885 total - Exercise/Conversion
Common Stock
2023-12-27$1.41/sh+10,615$14,963→ 48,500 total
Holdings
- 21,000(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Late reporting of transaction being made as a result of an administrative oversight.
- [F2]The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
- [F3]This transaction was executed in multiple trades in prices ranging from $3.72 to $3.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]Includes 33,559 restricted stock units.
- [F5]The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 28, 2023.
- [F6]Column 5 is being amended to reflect the correct amount of securities beneficially owned following reported transaction.
- [F7]Reflects the correct amount of securities beneficially owned that was unintentionally omitted from the Form 4 filed December 29, 2023.
Documents
Issuer
Annexon, Inc.
CIK 0001528115
Entity typeother
Related Parties
1- filerCIK 0001818525
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:00 PM ET
- Size
- 12.5 KB