Keenan James 4
4 · BlackRock Capital Investment Corp · Filed Feb 2, 2024
Insider Transaction Report
Form 4
Keenan James
DirectorOther
Transactions
- Exercise/Conversion
Phantom Shares
2024-01-31−41,135.28→ 41,135.28 total→ Common Stock (41,135.28 underlying) - Exercise/Conversion
Common Stock
2024-01-31+127,942.171→ 617,945.171 total - Exercise/Conversion
Phantom Shares
2024-01-31−61,479→ 0 total→ Common Stock (61,479 underlying) - Award
Phantom Shares
2024-01-31+110,324.19→ 110,324.19 total→ Common Stock (110,324.19 underlying) - Disposition to Issuer
Common Stock
2024-01-31$3.86/sh−127,942.171$493,857→ 490,003 total - Exercise/Conversion
Phantom Shares
2024-01-31−25,327.89→ 50,655.78 total→ Common Stock (25,327.89 underlying)
Footnotes (5)
- [F1]As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F2]As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F4]As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.