BlackRock Capital Investment Corp·4

Feb 2, 3:12 PM ET

Singhal Nik 4

4 · BlackRock Capital Investment Corp · Filed Feb 2, 2024

Insider Transaction Report

Form 4
Period: 2024-01-31
Singhal Nik
President
Transactions
  • Exercise/Conversion

    Phantom Shares

    2024-01-317,795.157,795.15 total
    Common Stock (7,795.15 underlying)
  • Award

    Phantom Shares

    2024-01-31+18,277.7518,277.75 total
    Common Stock (18,277.75 underlying)
  • Exercise/Conversion

    Common Stock

    2024-01-31+12,079.86686,998.418 total
  • Disposition to Issuer

    Common Stock

    2024-01-31$3.86/sh12,079.866$46,62874,918.552 total
  • Exercise/Conversion

    Phantom Shares

    2024-01-314,284.710 total
    Common Stock (4,284.71 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    7,224.792
Footnotes (5)
  • [F1]As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F2]As previously reported on a Form 4 dated February 5, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F3]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
  • [F4]As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION