FULL HOUSE RESORTS INC·4

Jun 16, 6:08 PM ET

LEE DANIEL R 4

4 · FULL HOUSE RESORTS INC · Filed Jun 16, 2026

Research Summary

AI-generated summary of this filing

Updated

Full House Resorts CEO Daniel R. Lee Receives Award; 670 Shares Withheld

What happened

  • Daniel R. Lee, CEO of Full House Resorts (FLL), received 2,751 shares on June 14, 2026 as vested performance-based restricted stock (award). Simultaneously, 670 shares were withheld/disposed to satisfy tax withholding at $3.32 per share, totaling about $2,224. The award shares were granted at $0.00 (no purchase price).

Key details

  • Transaction date: 2026-06-14 (reported on Form 4 filed 2026-06-16).
  • Award: 2,751 shares @ $0.00 (transaction code A — grant/award/acquisition).
  • Tax withholding/disposition: 670 shares @ $3.32 (transaction code F — shares withheld to satisfy tax liability); cash value ≈ $2,224.
  • Shares owned after transaction: Not specified in this Form 4.
  • Footnotes: F1 = these were performance-based restricted shares granted 6/14/2025 that vested upon meeting performance criteria; F2 = the 670 shares were withheld by the issuer to satisfy tax withholding on the vesting.
  • Filing timeliness: Filed two days after the transaction date (appears timely under Form 4 rules).

Context

  • This was a vesting of performance-based restricted stock, not an open-market purchase or an investment sale. The withholding of shares to cover taxes is a routine administrative step (cashless tax withholding) and resulted in a small disposition (~$2.2K). Such vesting events reflect compensation realizations rather than the CEO buying or selling stock as a market signal.

Insider Transaction Report

Form 4
Period: 2026-06-14
LEE DANIEL R
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-14+2,7511,423,281 total
  • Tax Payment

    Common Stock

    [F2]
    2026-06-14$3.32/sh670$2,2241,422,611 total
Holdings
  • Common Stock

    (indirect: By Trust)
    145,735
  • Common Stock

    (indirect: By Trust)
    317,145
  • Common Stock

    (indirect: As custodian for daughter)
    15,926
Footnotes (2)
  • [F1]Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.
  • [F2]Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.
Signature
/s/ Lewis A. Fanger, Attorney-in-Fact|2026-06-16

Documents

1 file
  • 4
    form4-06162026_100649.xmlPrimary