DRENNAN THOMAS W 4/A

Accession 0001210747-03-000005

CIK 0000910322other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 11:38 AM ET

Size

32.7 KB

Accession

0001210747-03-000005

Form 4/AAmended

Period: 2003-10-27

Former Exec,Retired 11/30/2003

Transactions

Holdings

Non-Statutory Stock Option
Exercise: $18.00From: 1998-08-19Exp: 2006-12-17→ Common Stock (20,000 underlying)
20,000
Common Stock
(indirect: By Spouse)
2,743.22
Common Stock
(indirect: ESOP)
21,571.51
Common Stock
18,177.61
Common Stock
1
Non-Statutory Stock Option
Exercise: $29.06From: 1998-08-19Exp: 2007-12-16→ Common Stock (35,000 underlying)
35,000
Non-Statutory Stock Option
Exercise: $22.53From: 2002-01-10Exp: 2008-12-15→ Common Stock (43,562 underlying)
43,562
Non-Statutory Stock Option
Exercise: $25.25From: 2005-01-10Exp: 2011-12-18→ Common Stock (67,040 underlying)
67,040
Incentive Stock Option
Exercise: $27.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (3,703 underlying)
3,703
Non-Statutory Stock Option
Exercise: $27.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (89,297 underlying)
89,297
Common Stock
(indirect: By Spouse)
40,000
Non-Statutory Stock Option
Exercise: $14.94From: 2003-01-10Exp: 2009-12-14→ Common Stock (53,306 underlying)
53,306
Incentive Stock Option
Exercise: $24.84From: 2004-01-10Exp: 2010-12-19→ Common Stock (4,024 underlying)
4,024
Non-Statutory Stock Option
Exercise: $24.84From: 2004-01-10Exp: 2010-12-19→ Common Stock (75,976 underlying)
75,976
Incentive Stock Option
Exercise: $25.25From: 2005-01-10Exp: 2011-12-18→ Common Stock (3,960 underlying)
3,960
Common Stock
(indirect: By 401(k))
22,654.12

Footnotes (9)

[F1]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mr. Drennan.
[F2]Shares are held in Mr. Drennan's Dean Witter Individual Retirement Account.
[F3]Shares are held by Mr. Drennan's spouse.
[F4]Shares are held in the Dean Witter Individual Retirement Account of Mr.Drennan's spouse.
[F5]Represents shares allocated to Mr. Drennan's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of March 26, 2003 and held in the ESOP Trust.
[F6]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Drennan as of September 5, 2003. Shares are held in the 401(k) Plan Trust.
[F7]The Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan.
[F8]The Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
[F9]On original form 4 filed on 10/28/03, footnote 1 was erroneoulsy indicated. No footnote should have been indicated.

Documents

1 file

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeother