DRENNAN THOMAS W 4

Accession 0001210747-04-000001

CIK 0000910322other

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:23 PM ET

Size

30.6 KB

Accession

0001210747-04-000001

Form 4

Period: 2004-01-12

Former Exec,Retired 11/30/2003

Transactions

Tax Payment
Common Stock
2004-01-12$24.84/sh+1,296$32,198→ 49,805.28 total
Exercise/Conversion
Incentive Stock Option
2004-01-12−3,960→ 0 total
Exercise: $25.25From: 2003-11-30Exp: 2004-11-29→ Common Stock (3,960 underlying)
Exercise/Conversion
Incentive Stock Option
2004-01-12−3,703→ 0 total
Exercise: $27.00From: 2003-11-30Exp: 2004-11-29→ Common Stock (3,703 underlying)
Gift
Common Stock
2003-12-23−500→ 48,509.28 total
Tax Payment
Common Stock
2004-01-12$25.25/sh+1,232$31,108→ 51,037.28 total
Tax Payment
Common Stock
2004-01-12$27.00/sh+975$26,325→ 52,012.28 total
Exercise/Conversion
Incentive Stock Option
2004-01-12−4,024→ 0 total
Exercise: $24.84From: 2003-11-30Exp: 2004-11-29→ Common Stock (4,024 underlying)

Holdings

Common Stock
18,177.61
Non-Statutory Stock Option
Exercise: $18.00From: 1998-08-19Exp: 2004-11-29→ Common Stock (5,554 underlying)
5,554
Non-Statutory Stock Option
Exercise: $24.84From: 2003-11-30Exp: 2004-11-29→ Common Stock (75,976 underlying)
75,976
Common Stock
(indirect: ESOP)
21,571.51
Non-Statutory Stock Option
Exercise: $25.25From: 2003-11-30Exp: 2004-11-29→ Common Stock (67,040 underlying)
67,040
Common Stock
(indirect: By Spouse)
2,743.22
Non-Statutory Stock Option
Exercise: $29.06From: 1998-08-19Exp: 2004-11-29→ Common Stock (35,000 underlying)
35,000
Non-Statutory Stock Option
Exercise: $14.94From: 2003-01-10Exp: 2004-11-29→ Common Stock (53,306 underlying)
53,306
Common Stock
(indirect: By Spouse)
40,000
Common Stock
(indirect: By 401(k))
22,785.79
Non-Statutory Stock Option
Exercise: $27.00From: 2003-11-30Exp: 2004-11-29→ Common Stock (89,297 underlying)
89,297

Footnotes (9)

[F1]Gifted 500 shares on December 23, 2003 to "Habitat for Humanity".
[F2]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mr. Drennan.
[F3]Shares are held in Mr. Drennan's IRA account.
[F4]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned indirectly by Mr. Drennan.
[F5]Shares are held in Mr. Drennan's spouse's IRA.
[F6]Represents shares allocated to Mr. Drennan's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan (ESOP) as of March 26, 2003 and held in the ESOP Trust.
[F7]Represents shares held in the employer stock fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Drennan as of November 30, 2003, shares are held in the 401(k) Plan Trust.
[F8]The options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan.
[F9]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.

Documents

2 files

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeother