4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001210747-04-000006
CIK 0000910322operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:06 PM ET
Size
33.0 KB
Accession
0001210747-04-000006
Insider Transaction Report
Form 4
DRENNAN THOMAS W
Former Exec,Retired 11/30/2003
Transactions
- Sale
Common Stock
2004-02-11$41.85/sh−10,000$418,500→ 22,000 total(indirect: By Spouse) - Sale
Common Stock
2004-02-11$41.80/sh−6,000$250,800→ 8,000 total(indirect: By Spouse) - Sale
Common Stock
2004-02-11$41.90/sh−2,000$83,800→ 38,000 total(indirect: By Spouse) - Sale
Common Stock
2004-02-11$41.88/sh−4,000$167,520→ 32,000 total(indirect: By Spouse)
Holdings
- 2,743.22(indirect: By Spouse)
Common Stock
- 89,297
Non-Statutory Stock Option
Exercise: $27.00From: 2003-11-30Exp: 2004-11-29→ Common Stock (89,297 underlying) - 75,976
Non-Statutory Stock Option
Exercise: $24.84From: 2003-11-30Exp: 2004-11-29→ Common Stock (75,976 underlying) - 21,643.79(indirect: ESOP)
Common Stock
- 22,785.79(indirect: By 401(k))
Common Stock
- 52,012.28
Common Stock
- 8,177.61(indirect: By IRA)
Common Stock
- 67,040
Non-Statutory Stock Option
Exercise: $25.25From: 2003-11-30Exp: 2004-11-29→ Common Stock (67,040 underlying)
Footnotes (7)
- [F1]Shares are held in Mr. Drennan's IRA Account.
- [F2]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities and Exchange Act of 1934.
- [F3]Shares are held in the Individual Retirement Account of Mr. Drennan's spouse.
- [F4]Represents shares allocated to Mr. Drennan's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2003 and held in the ESOP Trust.
- [F5]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Drennan as of December 31, 2003. Shares are held in the 401(k) Plan Trust.
- [F6]Shares are held by Mr. Drennan's spouse.
- [F7]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:06 PM ET
- Size
- 33.0 KB