WATERS LEO J 4
4 · ASTORIA FINANCIAL CORP · Filed Jul 23, 2008
Insider Transaction Report
Form 4
WATERS LEO J
Director
Transactions
- Sale
Common Stock
2008-07-21$22.51/sh−500$11,254→ 3,238 total - Sale
Common Stock
2008-07-21$22.65/sh−500$11,326→ 2,738 total - Sale
Common Stock
2008-07-21$22.66/sh−500$11,328→ 2,238 total - Sale
Common Stock
2008-07-21$21.90/sh−100$2,190→ 2,138 total - Sale
Common Stock
2008-07-21$21.91/sh−400$8,764→ 1,738 total
Holdings
- 1,805(indirect: RSA)
Common Stock
[F1] - 6,000
Non-Statutory Stock Option
[F2]Exercise: $16.42From: 1999-01-15Exp: 2009-01-14→ Common Stock (6,000 underlying) - 4,350
Non-Statutory Stock Option
[F3]Exercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (4,350 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $18.55From: 2002-01-15Exp: 2012-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $18.19From: 2003-01-15Exp: 2013-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F3]Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
Footnotes (3)
- [F1]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Options were granted pursuant to the 1996 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1996 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
Signature
Leo J. Waters by Thomas E. Lavery, attorney in fact|2008-07-23