WATERS LEO J 4
4 · ASTORIA FINANCIAL CORP · Filed Feb 4, 2009
Insider Transaction Report
Form 4
WATERS LEO J
Director
Transactions
- Sale
Common Stock
2009-02-03$8.15/sh−500$4,075→ 738 total - Sale
Common Stock
2009-02-03$8.22/sh−238$1,956→ 0 total - Award
Common Stock
2009-02-02+5,494→ 5,494 total(indirect: RSA) - Sale
Common Stock
2009-02-03$8.20/sh−500$4,100→ 238 total
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 1,805(indirect: RSA)
Common Stock
- 4,350
Non-Statutory Stock Option
Exercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (4,350 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.19From: 2003-01-15Exp: 2013-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.55From: 2002-01-15Exp: 2012-01-14→ Common Stock (6,000 underlying)
Footnotes (3)
- [F1]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.