4//SEC Filing
WATERS LEO J 4
Accession 0001210756-09-000002
CIK 0000910322other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 1:13 PM ET
Size
21.4 KB
Accession
0001210756-09-000002
Insider Transaction Report
Form 4
WATERS LEO J
Director
Transactions
- Sale
Common Stock
2009-02-03$8.15/sh−500$4,075→ 738 total - Sale
Common Stock
2009-02-03$8.22/sh−238$1,956→ 0 total - Award
Common Stock
2009-02-02+5,494→ 5,494 total(indirect: RSA) - Sale
Common Stock
2009-02-03$8.20/sh−500$4,100→ 238 total
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 1,805(indirect: RSA)
Common Stock
- 4,350
Non-Statutory Stock Option
Exercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (4,350 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.19From: 2003-01-15Exp: 2013-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.55From: 2002-01-15Exp: 2012-01-14→ Common Stock (6,000 underlying)
Footnotes (3)
- [F1]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001210756
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 1:13 PM ET
- Size
- 21.4 KB