4//SEC Filing
WATERS LEO J 4
Accession 0001210756-09-000003
CIK 0000910322other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:48 PM ET
Size
19.5 KB
Accession
0001210756-09-000003
Insider Transaction Report
Form 4
WATERS LEO J
Director
Transactions
- Other
Common Stock
2009-11-18−1,805→ 0 total(indirect: RSA Vest) - Other
Common Stock
2009-11-18−5,494→ 0 total(indirect: RSA Vest) - Other
Common Stock
2009-11-18$10.61/sh+7,299$77,442→ 7,299 total
Holdings
- 4,350
Non-Statutory Stock Option
Exercise: $16.27From: 2001-01-16Exp: 2010-11-18→ Common Stock (4,350 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2010-11-18→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2010-11-18→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.19From: 2003-01-15Exp: 2010-11-18→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.55From: 2002-01-15Exp: 2010-11-18→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2010-11-18→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2010-11-18→ Common Stock (6,000 underlying)
Footnotes (4)
- [F1]Upon Retirement, represents immediate vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 11/18/2009. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F2]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F4]Expiration Date changed to 11/18/2010 upon Retirement.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001210756
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:48 PM ET
- Size
- 19.5 KB