5//SEC Filing
Russenberger Christian 5
Accession 0001211524-11-000083
CIK 0001112064other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 11:24 AM ET
Size
15.8 KB
Accession
0001211524-11-000083
Insider Transaction Report
Form 5
Russenberger Christian
Director
Transactions
- Award
CONVERTIBLE NOTE
2010-08-08$0.24/sh+3,327,500$798,600→ 11,208,335 totalExercise: $0.24From: 2010-08-08Exp: 2015-08-08→ COMMON STOCK (3,327,500 underlying) - Award
CONVERTIBLE NOTE
2010-08-08$0.24/sh+2,218,334$532,400→ 7,880,835 totalExercise: $0.24From: 2010-08-08Exp: 2015-08-08→ COMMON STOCK (2,218,334 underlying) - Award
COMMON STOCK
2010-11-08$0.08/sh+97,500$7,800→ 284,167 total - Award
STOCK OPTION
2008-12-15$1.20/sh+116,667$140,000→ 116,667 totalExercise: $1.20From: 2008-12-15Exp: 2018-12-12→ COMMON STOCK (116,667 underlying) - Award
CONVERTIBLE NOTE
2010-05-31$0.24/sh+5,545,834$1,331,000→ 5,662,501 totalExercise: $0.24From: 2010-05-31Exp: 2015-05-31→ COMMON STOCK (5,545,834 underlying) - Award
COMMON STOCK
2010-12-31$0.08/sh+625,000$50,000→ 909,167 total
Footnotes (4)
- [F1]Mr. Russenberger is the owner of 722,500 common shares and the beneficial owner of 186,667 common shares held by Global Project Finance AG.
- [F2]Conversion price on convertible notes is subject to decrease on the conversion to equity based on contractual dilution provision of the respective agreements.
- [F3]Mr. Russenberger is the beneficial owner of $1,863,400 ($1,331,000 + $532,400) in debt convertible into 7,764,168 common shares, subject to the dilution provision noted above, held by Global Project Finance AG.
- [F4]Mr. Russenberger is the beneficial owner of $798,600 in debt convertible into 3,327,500 common shares, subject to the dilution provision noted above, held by CR Innovations AG.
Documents
Issuer
PROVIDENCE RESOURCES INC
CIK 0001112064
Entity typeother
Related Parties
1- filerCIK 0001392074
Filing Metadata
- Form type
- 5
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 11:24 AM ET
- Size
- 15.8 KB