SUNVESTA, INC. 5
5 · SUNVESTA, INC. · Filed Mar 16, 2017
Insider Transaction Report
Form 5
SUNVESTA, INC.SVSA
RIGENDINGER HANS
DirectorCEO CFO AND PAO10% Owner
Transactions
- Award
COMMON STOCK
2015-07-30$0.07/sh+5,000,000$350,000→ 32,578,860 total - Award
STOCK OPTIONS
2013-01-01+10,000,000→ 10,000,000 totalExercise: $0.05Exp: 2022-12-31→ COMMON STOCK (10,000,000 underlying) - Award
COMMON STOCK
2016-11-08$0.08/sh+2,500,000$200,000→ 35,078,860 total
Footnotes (3)
- [F1]MR. RIGENDINGER ENTERED INTO AN EMPLOYMENT AGREEMENT WITH THE ISSUER DATED JANUARY 1, 2013, PURSUANT TO WHICH HE IS ENTITLED TO 2,500,000 SHARES OF THE ISSUER'S COMMON STOCK PER ANNUM AS A RETENTION AWARD. THE ISSUER AUTHORIZED THE ISSUANCE OF 5,000,000 SHARES TO MR RIGENDINGER AS THE RETENTION AWARD FOR 2014 AND 2015.
- [F2]MR. RIGENDINGER IS ENTITLED TO AN ADDITIONAL 2,500,000 SHARES OF THE ISSUER'S COMMON STOCK REPRESENTING THE RETENTION AWARD FOR 2016 IN CONNECTION WITH THE EMPLOYMENT AGREEMENT WITH THE ISSUER.
- [F3]MR. RIGENDINGER WAS GRANTED STOCK OPTIONS ON HIS APPOINTMENT AS A DIRECTOR OF THE ISSUER EXERCISABLE IN TWO EQUAL PARTS, 5,000,000 ON THE CLOSING OF A FINANCING TRANSACTION SUFFICIENT TO COMPLETE THE ISSUER'S REAL ESTATE DEVELOPMENT IN COSTA RICA AND 5,000,000 WHEN MANAGEMENT OF SAID COMPLETED DEVELOPMENT IS TRANSFERRED TO A THIRD PARTY MANAGEMENT COMPANY.