STEEL DYNAMICS INC 4
4 · STEEL DYNAMICS INC · Filed Jul 15, 2013
Insider Transaction Report
Form 4
TRETHEWEY JAMES A
Director
Transactions
- Award
Common Stock
2013-07-12+81→ 18,082 total
Footnotes (3)
- [F1]Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent reinvestment on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. Amended and Restated 2006 Equity Incentive Plan. This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).
- [F2]Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).
- [F3]Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.