DUNLAP THOMAS FLAGLER 4

4 · WILLIAMS CONTROLS INC · Filed Oct 6, 2003

Form 4

Period: 2003-08-31

Executive Vice President

Transactions

Disposition to Issuer
Series A Preferred Stock
2003-08-31$145.77/sh−208$30,320→ 0 total
Exercise: $1.29→ Common Stock (21,552.75 underlying)
Award
Series B Preferred Stock
2003-09-01$100.00/sh+1,500$150,000→ 1,500 total
Exercise: $0.85→ Common Stock (176,470.5 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $2.69From: 1999-08-09Exp: 2008-08-09→ Common Stock (12,500 underlying)
12,500
Common Stock
17,500
Stock Option (Right to Buy)
Exercise: $0.66From: 2003-08-01Exp: 2013-08-01→ Common Stock (250,000 underlying)
250,000

Footnotes (6)

[F1]The conversion price is further subject to downward adjustment for dilutive issuances and the amount listed is the conversion price as of 12/31/02 which is the date of issuer's last calculation
[F2]These securties are exercisable immediately
[F3]These securities do not have an expiration date
[F4]This is the total number of shares of common stock into which the derivative security was convertible as of 12/31/02 and is subject to increase if the conversion price is further adjusted
[F5]The conversion price is further subject to downward adjustment for dilutive issuances and the amount listed is the conversion price as of 10/01/03 which is the date of issuer's last calculation
[F6]This is the total number of shares of common stock into which the derivative security was convertible as of 10/01/03 and is subject to increase if the conversion price is further adjusted

Documents

1 file