4//SEC Filing
DUNLAP THOMAS FLAGLER 4
Accession 0001211968-03-000012
CIK 0000854860other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 8:09 PM ET
Size
12.7 KB
Accession
0001211968-03-000012
Insider Transaction Report
Form 4
DUNLAP THOMAS FLAGLER
Executive Vice President
Transactions
- Disposition to Issuer
Series A Preferred Stock
2003-08-31$145.77/sh−208$30,320→ 0 totalExercise: $1.29→ Common Stock (21,552.75 underlying) - Award
Series B Preferred Stock
2003-09-01$100.00/sh+1,500$150,000→ 1,500 totalExercise: $0.85→ Common Stock (176,470.5 underlying)
Holdings
- 12,500
Stock Option (Right to Buy)
Exercise: $2.69From: 1999-08-09Exp: 2008-08-09→ Common Stock (12,500 underlying) - 17,500
Common Stock
- 250,000
Stock Option (Right to Buy)
Exercise: $0.66From: 2003-08-01Exp: 2013-08-01→ Common Stock (250,000 underlying)
Footnotes (6)
- [F1]The conversion price is further subject to downward adjustment for dilutive issuances and the amount listed is the conversion price as of 12/31/02 which is the date of issuer's last calculation
- [F2]These securties are exercisable immediately
- [F3]These securities do not have an expiration date
- [F4]This is the total number of shares of common stock into which the derivative security was convertible as of 12/31/02 and is subject to increase if the conversion price is further adjusted
- [F5]The conversion price is further subject to downward adjustment for dilutive issuances and the amount listed is the conversion price as of 10/01/03 which is the date of issuer's last calculation
- [F6]This is the total number of shares of common stock into which the derivative security was convertible as of 10/01/03 and is subject to increase if the conversion price is further adjusted
Documents
Issuer
WILLIAMS CONTROLS INC
CIK 0000854860
Entity typeother
Related Parties
1- filerCIK 0001220937
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 8:09 PM ET
- Size
- 12.7 KB