WESTERN ALLIANCE BANCORPORATION 4
4 · WESTERN ALLIANCE BANCORPORATION · Filed Feb 21, 2014
Insider Transaction Report
Form 4
Hendricks Bruce
Executive Vice President
Transactions
- Sale
Common Stock
2014-02-19$22.11/sh−13,200$291,876→ 66,426 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-19$7.61/sh−13,200$100,452→ 6,800 totalExercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (13,200 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-20$7.61/sh−6,800$51,748→ 0 totalExercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (6,800 underlying) - Exercise/Conversion
Common Stock
2014-02-20$7.61/sh+6,800$51,748→ 73,226 total - Sale
Common Stock
2014-02-20$22.13/sh−6,800$150,471→ 66,426 total - Exercise/Conversion
Common Stock
2014-02-19$7.61/sh+13,200$100,452→ 79,626 total
Holdings
- 12,500(indirect: By Trust)
Common Stock
- 3,944(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.18, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.32, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]Reflects shares held in the 401K Plan to include employer match as of 2/7/14.