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4//SEC Filing

WESTERN ALLIANCE BANCORPORATION 4

Accession 0001212545-14-000081

$WALCIK 0001212545operating

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 6:41 PM ET

Size

15.2 KB

Accession

0001212545-14-000081

Insider Transaction Report

Form 4

Period: 2014-02-19

WESTERN ALLIANCE BANCORPORATIONWAL

Hendricks Bruce

Executive Vice President

Transactions

Sale
Common Stock
2014-02-19$22.11/sh−13,200$291,876→ 66,426 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-19$7.61/sh−13,200$100,452→ 6,800 total
Exercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (13,200 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-20$7.61/sh−6,800$51,748→ 0 total
Exercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (6,800 underlying)
Exercise/Conversion
Common Stock
2014-02-20$7.61/sh+6,800$51,748→ 73,226 total
Sale
Common Stock
2014-02-20$22.13/sh−6,800$150,471→ 66,426 total
Exercise/Conversion
Common Stock
2014-02-19$7.61/sh+13,200$100,452→ 79,626 total

Holdings

Common Stock
(indirect: By Trust)
12,500
Common Stock
(indirect: By 401(k))
3,944

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.18, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.32, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
[F3]Reflects shares held in the 401K Plan to include employer match as of 2/7/14.

Documents

1 file

4
wf-form4_139302605212621.xmlPrimary
FORM 4

Issuer

WESTERN ALLIANCE BANCORPORATION

CIK 0001212545

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001212545

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 6:41 PM ET
Size: 15.2 KB

View on SEC.gov