WESTERN ALLIANCE BANCORPORATION 4
4 · WESTERN ALLIANCE BANCORPORATION · Filed Oct 30, 2014
Insider Transaction Report
Form 4
NAGY M NAFEES
Director
Transactions
- Gift
Common Stock
2014-03-26+7,284→ 7,284 total(indirect: By Spouse) - Gift
Common Stock
2012-05-08−2,300→ 0 total(indirect: By LLC) - Gift
Common Stock
2014-03-26+14,134→ 14,134 total(indirect: By Trust) - Gift
Common Stock
2014-03-26+7,284→ 7,284 total(indirect: By Trust) - Gift
Common Stock
2014-03-26−7,284→ 0 total(indirect: By Trust) - Gift
Common Stock
2014-03-26+14,134→ 360,358 total(indirect: By LLC) - Sale
Common Stock
2014-10-28$25.15/sh−100,000$2,514,730→ 14,801 total(indirect: By LLC) - Gift
Common Stock
2014-03-26−21,418→ 0 total(indirect: By Trust) - Gift
Common Stock
2014-03-26+7,284→ 114,801 total(indirect: By LLC) - Gift
Common Stock
2013-09-13−73,754→ 0 total(indirect: By Trust) - Gift
Common Stock
2014-03-26−14,134→ 0 total(indirect: By Trust) - Gift
Common Stock
2012-05-08+2,300→ 73,754 total(indirect: By Trust) - Gift
Common Stock
2013-09-13+73,754→ 107,517 total(indirect: By LLC) - Gift
Common Stock
2014-03-26−7,284→ 0 total(indirect: By Spouse)
Holdings
- 36,478
Common Stock
- 2,300(indirect: By LLC)
Common Stock
- 4,082(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]On March 26, 2014, the Nagy 2009 Grant Retained Annuity Trust #2 ("GRAT 2") distributed 7,284 and 14,134 shares to the reporting person's spouse and the Nagy 2009 Irrevocable Trust, dated 12/28/09, respectively. The reporting person's spouse then transferred 7,284 shares to the Shamim N. Nagy Separate Property Trust, which then transferred the same number of shares to the Sunset Property Group, LLC. The Nagy 2009 Irrevocable Trust dated 12/28/09 transferred 14,134 shares to Sajan Alliance, LLC.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.4550, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.