WESTERN ALLIANCE BANCORPORATION 4
4 · WESTERN ALLIANCE BANCORPORATION · Filed Nov 6, 2014
Insider Transaction Report
Form 4
LUNDY JAMES HARWOOD III
EVP, Arizona Administration
Transactions
- Exercise/Conversion
Common Stock
2014-11-04$7.61/sh+20,000$152,200→ 177,992 total - Exercise/Conversion
Employee Stock Options (Right to buy)
2014-11-04−20,000→ 0 totalExercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (20,000 underlying) - Sale
Common Stock
2014-11-04$26.11/sh−20,000$522,270→ 157,992 total
Holdings
- 4,530(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.29, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F2]Reflects shares held in the 401K Plan to include employer match as of 10/30/14.