WESTERN ALLIANCE BANCORPORATION 4
4 · WESTERN ALLIANCE BANCORPORATION · Filed Jun 5, 2015
Insider Transaction Report
Form 4
FROESCHLE DUANE RALPH
EVP and Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
2015-06-03$7.61/sh+20,000$152,200→ 156,969 total - Gift
Common Stock
2007-02-28−5,000→ 136,969 total - Sale
Common Stock
2015-06-03$32.52/sh−20,000$650,458→ 136,969 total - Gift
Common Stock
2007-02-28+455→ 455 total(indirect: By son) - Sale
Common Stock
2015-06-03$32.60/sh−455$14,833→ 0 total(indirect: Ryan's Education, L.L.C.) - Exercise/Conversion
Employee Stock Options (Right to buy)
2015-06-03−20,000→ 0 totalExercise: $7.61From: 2013-01-30Exp: 2016-01-30→ Common Stock (20,000 underlying)
Holdings
- 5,193(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Reflects the portion of the shares gifted on such date that were transferred to the reporting person's minor son, who shared the reporting person's household.
- [F2]On November 23, 2009, the reporting person's son transferred 455 shares to Ryan's Education, L.L.C., of which the reporting person is the managing member.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.57, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]Reflects shares held in the 401K Plan to include employer match as of 5/28/15.