WESTERN ALLIANCE BANCORPORATION 4
4 · WESTERN ALLIANCE BANCORPORATION · Filed Nov 14, 2016
Insider Transaction Report
Form 4
FROESCHLE DUANE RALPH
EVP and Chief Credit Officer
Transactions
- Sale
Common Stock
2016-11-09$40.24/sh−10,000$402,400→ 73,174 total(indirect: By Trust) - Sale
Common Stock
2016-11-14$44.61/sh−5,000$223,050→ 68,174 total(indirect: By Trust)
Holdings
- 11,050
Common Stock
- 5,182(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.31, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.82, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]Reflects shares held in the 401K Plan to include employer match as of 10/27/16.