Home/Filings/4/0001212545-19-000132
4//SEC Filing

MARSHALL TODD 4

Accession 0001212545-19-000132

CIK 0001212545other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 4:37 PM ET

Size

14.2 KB

Accession

0001212545-19-000132

Insider Transaction Report

Form 4
Period: 2019-12-12
Transactions
  • Sale

    Common Stock

    2019-12-13$55.75/sh25,000$1,393,750300,000 total(indirect: By Trust)
  • Sale

    Common Stock

    2019-12-12$55.13/sh25,000$1,378,250325,000 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Trust)
    33,069
  • Common Stock

    (indirect: By Trust)
    6,570
  • Common Stock

    (indirect: By Trust)
    252,057
  • Common Stock

    (indirect: By Spouse)
    16,000
  • Common Stock

    (indirect: AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973)
    31,000
  • Common Stock

    (indirect: By Trust)
    33,069
  • Common Stock

    (indirect: By Trust)
    6,570
  • Common Stock

    17,096
  • Common Stock

    (indirect: Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12)
    15,949
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.06 to $55.17, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  • [F2]On November 22, 2019, the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust transferred 10,000 shares to the Reporting Person (see footnote 4 for additional details). Subsequently, on November 27, 2019, the Reporting Person transferred 10,000 shares to the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.65 to $55.90, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  • [F4]On November 22, 2019, the Reporting Person transferred 10,000 shares to his spouse.

Issuer

WESTERN ALLIANCE BANCORPORATION

CIK 0001212545

Entity typeother

Related Parties

1
  • filerCIK 0001331638

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:37 PM ET
Size
14.2 KB