MARSHALL TODD 4

4 · WESTERN ALLIANCE BANCORPORATION · Filed Dec 16, 2019

Form 4

Period: 2019-12-12

Director

Transactions

Sale
Common Stock
2019-12-13$55.75/sh−25,000$1,393,750→ 300,000 total(indirect: By Trust)
Sale
Common Stock
2019-12-12$55.13/sh−25,000$1,378,250→ 325,000 total(indirect: By Trust)

Holdings

Common Stock
(indirect: By Trust)
33,069
Common Stock
(indirect: By Trust)
6,570
Common Stock
(indirect: By Trust)
252,057
Common Stock
(indirect: By Spouse)
16,000
Common Stock
(indirect: AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973)
31,000
Common Stock
(indirect: By Trust)
33,069
Common Stock
(indirect: By Trust)
6,570
Common Stock
17,096
Common Stock
(indirect: Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12)
15,949

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.06 to $55.17, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
[F2]On November 22, 2019, the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust transferred 10,000 shares to the Reporting Person (see footnote 4 for additional details). Subsequently, on November 27, 2019, the Reporting Person transferred 10,000 shares to the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.65 to $55.90, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
[F4]On November 22, 2019, the Reporting Person transferred 10,000 shares to his spouse.

Documents

1 file