4//SEC Filing
SPIEGEL GARY J 4
Accession 0001213184-12-000068
CIK 0000225263other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 5:54 PM ET
Size
17.0 KB
Accession
0001213184-12-000068
Insider Transaction Report
Form 4
NEWPORT CORPNEWP
SPIEGEL GARY J
VP Worldwide Sales & Service
Transactions
- Sale
Common Stock
2012-12-24$12.82/sh−38,531$494,025→ 56,365 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-24−29,100→ 25,900 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (29,100 underlying) - Exercise/Conversion
Incentive Stock Option (right to buy)
2012-12-26−1,169→ 9,400 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (1,169 underlying) - Exercise/Conversion
Common Stock
2012-12-24$11.27/sh+29,100$327,957→ 85,465 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2012-12-24−9,431→ 10,569 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (9,431 underlying) - Exercise/Conversion
Common Stock
2012-12-24$11.27/sh+9,431$106,287→ 94,896 total - Exercise/Conversion
Common Stock
2012-12-26$11.27/sh+1,169$13,175→ 57,534 total
Holdings
- 5,028(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on November 13, 2012.
- [F2]Reflects the weighted-average sale price for an aggregate of 38,531 shares sold in multiple transactions at prices ranging from $12.70 to $13.13 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Shares are held by reporting person and his spouse as trustees of a family trust.
- [F4]Option became fully vested on February 24, 2007.
Documents
Issuer
NEWPORT CORP
CIK 0000225263
Entity typeother
Related Parties
1- filerCIK 0001213192
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 5:54 PM ET
- Size
- 17.0 KB