SPIEGEL GARY J 4
4 · NEWPORT CORP · Filed Dec 31, 2012
Insider Transaction Report
Form 4
NEWPORT CORPNEWP
SPIEGEL GARY J
VP Worldwide Sales & Service
Transactions
- Exercise/Conversion
Common Stock
2012-12-27$11.27/sh+738$8,317→ 58,272 total - Sale
Common Stock
2012-12-27$13.00/sh−738$9,594→ 57,534 total - Exercise/Conversion
Common Stock
2012-12-28$11.27/sh+7,819$88,120→ 90,515 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-27−738→ 25,162 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (738 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-28−25,162→ 0 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (25,162 underlying) - Exercise/Conversion
Incentive Stock Option (right to buy)
2012-12-28−7,819→ 1,581 totalExercise: $11.27Exp: 2013-02-23→ Common Stock (7,819 underlying) - Exercise/Conversion
Common Stock
2012-12-28$11.27/sh+25,162$283,576→ 82,696 total - Sale
Common Stock
2012-12-28$13.00/sh−32,981$428,753→ 57,534 total
Holdings
- 5,028(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on November 13, 2012.
- [F2]Shares are held by reporting person and his spouse as trustees of a family trust.
- [F3]Option became fully vested on February 24, 2007.