O NEILL MICHAEL T 4
4 · NEWPORT CORP · Filed Mar 15, 2013
Insider Transaction Report
Form 4
NEWPORT CORPNEWP
O NEILL MICHAEL T
Director
Transactions
- Exercise/Conversion
Common Stock
2013-03-13$11.69/sh+12,000$140,280→ 26,044 total - Sale
Common Stock
2013-03-13$16.50/sh−12,000$197,958→ 14,044 total - Exercise/Conversion
Stock Option (right to buy)
2013-03-13−12,000→ 0 totalExercise: $11.29Exp: 2013-04-08→ Common Stock (12,000 underlying)
Holdings
- 48,470(indirect: By Trust)
Common Stock
- 9,623(indirect: Held in Deferred Compensation Plan)
Common Stock
Footnotes (4)
- [F1]Reflects the weighted-average sale price for an aggregate of 12,000 shares sold in multiple transactions at prices ranging from $16.30 to $16.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Shares are held by reporting person as trustee of a family trust.
- [F3]9,623 restricted stock units are held in issuer's Deferred Compensation Plan for the benefit of reporting person.
- [F4]Option became fully vested on April 9, 2007.