Home/Filings/4/0001213184-13-000032
4//SEC Filing

O NEILL MICHAEL T 4

Accession 0001213184-13-000032

CIK 0000225263other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 5:08 PM ET

Size

10.2 KB

Accession

0001213184-13-000032

Insider Transaction Report

Form 4
Period: 2013-03-13
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-13$11.69/sh+12,000$140,28026,044 total
  • Sale

    Common Stock

    2013-03-13$16.50/sh12,000$197,95814,044 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-03-1312,0000 total
    Exercise: $11.29Exp: 2013-04-08Common Stock (12,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    48,470
  • Common Stock

    (indirect: Held in Deferred Compensation Plan)
    9,623
Footnotes (4)
  • [F1]Reflects the weighted-average sale price for an aggregate of 12,000 shares sold in multiple transactions at prices ranging from $16.30 to $16.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]Shares are held by reporting person as trustee of a family trust.
  • [F3]9,623 restricted stock units are held in issuer's Deferred Compensation Plan for the benefit of reporting person.
  • [F4]Option became fully vested on April 9, 2007.

Issuer

NEWPORT CORP

CIK 0000225263

Entity typeother

Related Parties

1
  • filerCIK 0001227854

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:08 PM ET
Size
10.2 KB