NEWPORT CORP 4
4 · NEWPORT CORP · Filed Dec 2, 2013
Insider Transaction Report
Form 4
NEWPORT CORPNEWP
PATEL C KUMAR N
Director
Transactions
- Exercise/Conversion
Stock option (right to buy)
2013-11-27−7,500→ 0 totalExercise: $16.91From: 2005-01-02Exp: 2014-01-01→ Common Stock (7,500 underlying) - Sale
Common Stock
2013-11-27$17.09/sh−7,500$128,212→ 22,778 total - Exercise/Conversion
Common Stock
2013-11-27$16.91/sh+7,500$126,825→ 30,278 total
Holdings
- 9,623(indirect: Held in Deferred Compensation Plan)
Common Stock
- 176,019(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $17.07 to $17.13 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Shares are held by reporting person and his spouse as trustees of a family trust.
- [F3]9,623 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person.