Home/Filings/4/0001213184-13-000092
4//SEC Filing

NEWPORT CORP 4

Accession 0001213184-13-000092

CIK 0000225263operating

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 7:41 PM ET

Size

10.1 KB

Accession

0001213184-13-000092

Insider Transaction Report

Form 4
Period: 2013-11-27
Transactions
  • Exercise/Conversion

    Stock option (right to buy)

    2013-11-277,5000 total
    Exercise: $16.91From: 2005-01-02Exp: 2014-01-01Common Stock (7,500 underlying)
  • Sale

    Common Stock

    2013-11-27$17.09/sh7,500$128,21222,778 total
  • Exercise/Conversion

    Common Stock

    2013-11-27$16.91/sh+7,500$126,82530,278 total
Holdings
  • Common Stock

    (indirect: Held in Deferred Compensation Plan)
    9,623
  • Common Stock

    (indirect: By Trust)
    176,019
Footnotes (3)
  • [F1]Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $17.07 to $17.13 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]Shares are held by reporting person and his spouse as trustees of a family trust.
  • [F3]9,623 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person.

Issuer

NEWPORT CORP

CIK 0000225263

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000225263

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 7:41 PM ET
Size
10.1 KB