4//SEC Filing
KETTIG DAVID T 4
Accession 0001213774-17-000004
CIK 0000701869other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 5:33 PM ET
Size
14.5 KB
Accession
0001213774-17-000004
Insider Transaction Report
Form 4
KETTIG DAVID T
SVP and COO
Transactions
- Award
Stock Option (Right to buy)
2017-11-16+27,500→ 27,500 totalExercise: $27.65Exp: 2022-11-16→ Common Stock (27,500 underlying) - Exercise/Conversion
Common Stock
2017-11-16$9.99/sh+27,500$274,725→ 132,056 total - Award
Stock Appreciation Right
2017-11-16+11,000→ 11,000 totalExercise: $27.65Exp: 2022-11-16→ Common Stock (11,000 underlying) - Disposition to Issuer
Common Stock
2017-11-16$27.65/sh−25,000$691,250→ 88,549 total - Exercise/Conversion
Stock Option (Right to buy)
2017-11-16−27,500→ 0 totalExercise: $9.99Exp: 2018-03-19→ Common Stock (27,500 underlying) - Tax Payment
Common Stock
2017-11-16$27.65/sh−18,507$511,719→ 113,549 total
Footnotes (3)
- [F1]Represents a "net exercise" of stock option. The reporting person received 8,993 shares of common stock on net exercise of option to purchase 27,500 shares of common stock. The Company witheld 18,507 shares of common stock underlying the option for payment of the exercise price and applicable taxes, based on the closing stock price on November 16, 2017 of $27.65.
- [F2]Fully vested as of the date hereof.
- [F3]Vests in three equal annual installments beginning on the one-year anniversary of the grant date.
Documents
Issuer
INDEPENDENCE HOLDING CO
CIK 0000701869
Entity typeother
Related Parties
1- filerCIK 0001213774
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 5:33 PM ET
- Size
- 14.5 KB