4//SEC Filing
WALDEN ROBERT J 4
Accession 0001213827-04-000005
CIK 0001108951other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 8:29 PM ET
Size
10.9 KB
Accession
0001213827-04-000005
Insider Transaction Report
Form 4
WALDEN ROBERT J
Former Sr. Vice President
Transactions
- Award
Common Stock
2004-09-30$0.97/sh+1,375$1,334→ 195,978 total - Other
Common Stock
2004-07-31$0.50/sh+500$250→ 194,603 total
Holdings
- 45,000
Non-Qualified Stock Option (right to buy)
Exercise: $1.39Exp: 2012-07-22→ Common Stock (45,000 underlying) - 75,000
Non-Qualified Stock Option (right to buy)
Exercise: $7.50Exp: 2009-12-30→ Common Stock (75,000 underlying)
Footnotes (6)
- [F1]Reporting Person is voluntarily reporting his purchase of 500 shares under the Issuer's Employee Stock Purchase Plan, which is not required to be reported herein pursuant to 17 CRF 240.16a-3(f)(1)(i)(B).
- [F2]Acquisition of stock directly from Issuer under Issuer's 2000 Stock Incentive Plan.
- [F3]The purchase price was as of July 30, 2004, in accordance with Reporting Person's severance agreement with the Company.
- [F4]Options vest and become exercisable in equal quarterly installments of 8.33% over 12 quarters, measured from the grant date of 07/23/02.
- [F5]Options vest and become exercisable in equal quarterly installments of 6.25% over 16 quarters, measured from the grant date of 3/9/01.
- [F6]Options are fully vested and immediately exercisable.
Documents
Issuer
LARGE SCALE BIOLOGY CORP
CIK 0001108951
Entity typeother
Related Parties
1- filerCIK 0001213827
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 8:29 PM ET
- Size
- 10.9 KB