4//SEC Filing
WARREN ROY G 4
Accession 0001213900-10-000255
CIK 0001416183other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 12:42 PM ET
Size
16.9 KB
Accession
0001213900-10-000255
Insider Transaction Report
Form 4
WARREN ROY G
DirectorCEO10% Owner
Transactions
- Sale
Secured Convertible Promissory Note
2009-09-21−1→ 0 totalExercise: $0.01From: 2007-10-23→ Common Stock (6,250,000 underlying) - Sale
Secured Convertible Promissory Note
2009-09-21−1→ 0 totalExercise: $0.01From: 2008-02-15→ Common Stock (6,250,000 underlying) - Gift
Common Stock, $.001 par value
2009-12-16−121,358→ 3,841,276 total - Sale
Class A Common Stock Purchase Warrant
2009-09-21−151,515→ 0 totalExercise: $0.01From: 2008-02-15Exp: 2013-02-14→ Common Stock (151,515 underlying) - Sale
Class A Common Stock Purchase Warrant
2009-09-21−151,515→ 0 totalExercise: $0.01From: 2007-10-23Exp: 2012-10-22→ Common Stock (151,515 underlying) - Award
Series A Convertible Preferred Stock
2009-09-04+9,000,000→ 9,000,000 totalFrom: 2009-09-04Exp: 2014-09-04→ Common Stock (54,000,000 underlying)
Footnotes (11)
- [F1]Mr. Warren made a gift of 121,358 shares of common stock.
- [F10]N/A
- [F11]N/A Secured convertible promissory note does not have an expiration date.
- [F2]69,918 shares are held indirectly by family members.
- [F3]Transferred to a third party in a private transaction in exchange for debt forgiveness of notes in the principal amount of $100,000.
- [F4]As of the date of this filing, Mr. Warren owned options representing the right to purchase 8,949,656 shares of common stock and 9,000,000 shares of Series A Convertible Preferred Stock which are convertible into 54,000,000 shares of common stock.
- [F5]Secured convertible promissory note for $50,000
- [F6]Issued in exchange for services rendered. The Company recorded an expense in the amount of $1,620,000 based upon 54,000,000 shares underlying the Series A at $.03 per share.
- [F7]As adjusted as of September 30, 2009 pursuant to the terms of the warrant.
- [F8]As adjusted as of September 30, 2009 pursuant to the terms of the convertible note.
- [F9]Represents conversion into the principal underlying note as of September 30, 2009. However, the notes are subject to a 4.99% conversion limitation which may be increased to 9.99% upon 61 days prior written notice.
Documents
Issuer
Attitude Drinks Inc.
CIK 0001416183
Entity typeother
Related Parties
1- filerCIK 0001274968
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 12:42 PM ET
- Size
- 16.9 KB