US SOLARTECH INC|5Aug 8, 4:15 PM ET

US SOLARTECH INC 5

5 · US SOLARTECH INC · Filed Aug 8, 2011

Insider Transaction Report

Form 5

Period: 2010-12-31

US SOLARTECH INCNONE

PHILLIPS STEVEN

DirectorExec. VP & CFO10% Owner

Transactions

Purchase
Series A Senior Note: $1,450
2010-11-30$0.50/sh+2,900$1,450→ 25,750 total
Exercise: $0.50From: 2010-11-30Exp: 2011-09-30→ Common (2,900 underlying)
Purchase
Warrants
2010-12-31$1.00/sh+337$337→ 7,425 total
Exercise: $1.00From: 2010-12-31Exp: 2011-09-30→ Common (337 underlying)
Purchase
Warrants
2010-11-30$1.00/sh+725$725→ 6,438 total
Exercise: $1.00From: 2010-11-30Exp: 2011-09-30→ Common (725 underlying)
Purchase
Series A Senior Note: $1,250
2010-11-22$0.50/sh+2,500$1,250→ 22,850 total
Exercise: $0.50From: 2010-11-22Exp: 2011-09-30→ Common (2,500 underlying)
Purchase
Series A Senior Note: $1,300
2010-12-16$0.50/sh+2,600$1,300→ 28,350 total
Exercise: $0.50From: 2010-12-16Exp: 2011-09-30→ Common (2,600 underlying)
Purchase
Series A Senior Note: $2,500
2010-09-29$0.50/sh+5,000$2,500→ 15,350 total
Exercise: $0.50From: 2010-09-29Exp: 2011-09-30→ Common (5,000 underlying)
Purchase
Series A Senior Note: $674
2010-12-31$0.50/sh+1,348$674→ 29,698 total
Exercise: $0.50From: 2010-12-31Exp: 2011-09-30→ Common (1,348 underlying)
Purchase
Warrants
2010-10-05$1.00/sh+1,250$1,250→ 5,088 total
Exercise: $1.00From: 2010-10-05Exp: 2011-09-30→ Common (1,250 underlying)
Purchase
Series A Senior Note: $2,500
2010-10-05$0.50/sh+5,000$2,500→ 20,350 total
Exercise: $0.50From: 2010-10-05Exp: 2011-09-30→ Common (5,000 underlying)
Purchase
Warrants
2010-12-16$1.00/sh+650$650→ 7,088 total
Exercise: $1.00From: 2010-12-16Exp: 2011-09-30→ Common (650 underlying)
Purchase
Warrants
2010-09-29$1.00/sh+1,250$1,250→ 3,838 total
Exercise: $1.00From: 2010-09-29Exp: 2011-09-30→ Common (1,250 underlying)
Purchase
Warrants
2010-11-22$1.00/sh+625$625→ 5,713 total
Exercise: $1.00From: 2010-11-22Exp: 2011-09-30→ Common (625 underlying)

Holdings

Common Stock
(indirect: By LLC)
2,403,374
Common Stock
24,276

Documents

1 file

5
f5123110phillips_ussolar.xmlPrimary
OWNERSHIP DOCUMENT