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4//SEC Filing

US SOLARTECH INC 4

Accession 0001213900-11-004340

CIK 0001456926operating

View on SEC.gov Company Profile

Filed

Aug 14, 8:00 PM ET

Accepted

Aug 15, 12:25 PM ET

Size

26.5 KB

Accession

0001213900-11-004340

Insider Transaction Report

Form 4

Period: 2011-07-31

US SOLARTECH INCNONE

PHILLIPS STEVEN

DirectorExec. VP & CFO10% Owner

Transactions

Conversion
Common
2011-07-31$0.68/sh+8,183$5,564→ 32,459 total
Purchase
Senior Note $1,266
2011-01-18$0.50/sh+2,532$1,266→ 32,230 total
Exercise: $0.50From: 2011-01-18Exp: 2011-09-30→ Common (2,532 underlying)
Purchase
Senior Note $250
2011-02-18$0.50/sh+500$250→ 32,730 total
Exercise: $0.50From: 2011-02-18Exp: 2011-09-30→ Common (500 underlying)
Purchase
Warrants
2011-01-18$1.00/sh+633$633→ 8,058 total
Exercise: $1.00From: 2011-01-18Exp: 2011-09-30→ Common (633 underlying)
Purchase
Warrants
2011-02-18$1.00/sh+125$125→ 8,183 total
Exercise: $1.00From: 2011-02-18Exp: 2011-09-30→ Common (125 underlying)
Conversion
Warrants
2011-07-31$0.68/sh−8,183$5,564→ 0 total
Exercise: $1.00Exp: 2011-09-30→ Common (8,183 underlying)

Holdings

Common
(indirect: By LLC)
2,403,374

Footnotes (2)

[F1]In consideration for an early exercise, the exercise price was reduced from $1.00 to $0.80.
[F2]See attached Schedule

Documents

2 files

Issuer

US SOLARTECH INC

CIK 0001456926

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001456926

Filing Metadata

Form type: 4
Filed: Aug 14, 8:00 PM ET
Accepted: Aug 15, 12:25 PM ET
Size: 26.5 KB

View on SEC.gov