US SOLARTECH INC 4
4 · US SOLARTECH INC · Filed Aug 15, 2011
Insider Transaction Report
Form 4
US SOLARTECH INCNONE
PHILLIPS STEVEN
DirectorExec. VP & CFO10% Owner
Transactions
- Conversion
Common
2011-07-31$0.68/sh+8,183$5,564→ 32,459 total - Purchase
Senior Note $1,266
2011-01-18$0.50/sh+2,532$1,266→ 32,230 totalExercise: $0.50From: 2011-01-18Exp: 2011-09-30→ Common (2,532 underlying) - Purchase
Senior Note $250
2011-02-18$0.50/sh+500$250→ 32,730 totalExercise: $0.50From: 2011-02-18Exp: 2011-09-30→ Common (500 underlying) - Purchase
Warrants
2011-01-18$1.00/sh+633$633→ 8,058 totalExercise: $1.00From: 2011-01-18Exp: 2011-09-30→ Common (633 underlying) - Purchase
Warrants
2011-02-18$1.00/sh+125$125→ 8,183 totalExercise: $1.00From: 2011-02-18Exp: 2011-09-30→ Common (125 underlying) - Conversion
Warrants
2011-07-31$0.68/sh−8,183$5,564→ 0 totalExercise: $1.00Exp: 2011-09-30→ Common (8,183 underlying)
Holdings
- 2,403,374(indirect: By LLC)
Common
Footnotes (2)
- [F1]In consideration for an early exercise, the exercise price was reduced from $1.00 to $0.80.
- [F2]See attached Schedule