|4Aug 15, 12:25 PM ET

US SOLARTECH INC 4

4 · US SOLARTECH INC · Filed Aug 15, 2011

Insider Transaction Report

Form 4
Period: 2011-07-31
PHILLIPS STEVEN
DirectorExec. VP & CFO10% Owner
Transactions
  • Conversion

    Common

    2011-07-31$0.68/sh+8,183$5,56432,459 total
  • Purchase

    Senior Note $1,266

    2011-01-18$0.50/sh+2,532$1,26632,230 total
    Exercise: $0.50From: 2011-01-18Exp: 2011-09-30Common (2,532 underlying)
  • Purchase

    Senior Note $250

    2011-02-18$0.50/sh+500$25032,730 total
    Exercise: $0.50From: 2011-02-18Exp: 2011-09-30Common (500 underlying)
  • Purchase

    Warrants

    2011-01-18$1.00/sh+633$6338,058 total
    Exercise: $1.00From: 2011-01-18Exp: 2011-09-30Common (633 underlying)
  • Purchase

    Warrants

    2011-02-18$1.00/sh+125$1258,183 total
    Exercise: $1.00From: 2011-02-18Exp: 2011-09-30Common (125 underlying)
  • Conversion

    Warrants

    2011-07-31$0.68/sh8,183$5,5640 total
    Exercise: $1.00Exp: 2011-09-30Common (8,183 underlying)
Holdings
  • Common

    (indirect: By LLC)
    2,403,374
Footnotes (2)
  • [F1]In consideration for an early exercise, the exercise price was reduced from $1.00 to $0.80.
  • [F2]See attached Schedule

Documents

2 files
  • 4
    f4073111phillips_ussolar.xmlPrimary

    OWNERSHIP DOCUMENT - FORM 4

  • EX-99

    SCHEDULE