4//SEC Filing
Vollmers Todd R 4
Accession 0001213900-11-004757
CIK 0001487935other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 5:32 PM ET
Size
13.7 KB
Accession
0001213900-11-004757
Insider Transaction Report
Form 4
Newport Capital, LLC
Other
Transactions
- Award
Warrant
2011-08-22+651,457→ 651,457 total(indirect: By LLC)Exercise: $4.25From: 2011-08-18Exp: 2013-08-18→ Common Stock (651,457 underlying) - Other
Common Stock
2011-08-22−3,510,679→ 814,321 total(indirect: By LLC)
Vollmers Todd R
Vice President, Secretary
Transactions
- Other
Common Stock
2011-08-22−3,510,679→ 814,321 total(indirect: By LLC) - Award
Warrant
2011-08-22+651,457→ 651,457 total(indirect: By LLC)Exercise: $4.25From: 2011-08-18Exp: 2013-08-18→ Common Stock (651,457 underlying)
New Asia Partners, LLC
10% Owner
Transactions
- Other
Common Stock
2011-08-22−3,510,679→ 814,321 total(indirect: By LLC) - Award
Warrant
2011-08-22+651,457→ 651,457 total(indirect: By LLC)Exercise: $4.25From: 2011-08-18Exp: 2013-08-18→ Common Stock (651,457 underlying)
Wildwood Capital LLC
Other
Transactions
- Award
Warrant
2011-08-22+651,457→ 651,457 total(indirect: By LLC)Exercise: $4.25From: 2011-08-18Exp: 2013-08-18→ Common Stock (651,457 underlying) - Other
Common Stock
2011-08-22−3,510,679→ 814,321 total(indirect: By LLC)
Footnotes (2)
- [F1]On August 22, 2011, New Asia Partners LLC ("NAP") cancelled an aggregate of 3,510,679 shares of common stock in connection with a Share Cancellation Agreement, dated August 22, 2011 (the "Cancellation Agreement"). The Cancellation Agreement was executed in connection with the terms and conditions of an Angreement and Plan of Share Exchange, dated August 22, 2011 (the "Share Exchange Agreement") between the Issuer and Top Yield Holding Limited ("Top Yield"), the holders of 100% of the issued and outstanding securities of Top Yield and those certain other signatories thereto.
- [F2]The securities reported herein are owned of record by NAP. Newport Capital LLC, owns 90% of the outstanding membership interests of NAP and Wildwood Capital LLC owns 10% of the outstanding membership interests of NAP and therefore may be deemed to be the beneficial owners of the securities held of record by NAP. Todd Vollmers is the General Counsel to NAP and the owner of 100% of the outstanding membership interests of Wildwood Capital LLC and therefore may be deemed to beneficially own the securities of the Issuer owned of record by NAP. In connection with the terms and conditions of the Share Exchange Agreement, the Issuer issued to NAP, a warrant to purchase up to 651,457 shares of Common Stock of the Issuer exercisable at an exercise price of 4.25 per share.
Documents
Issuer
LEVIATHAN MINERALS GROUP INC.
CIK 0001487935
Entity typeother
Related Parties
1- filerCIK 0001511379
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 5:32 PM ET
- Size
- 13.7 KB