4//SEC Filing
Brady Christopher D. 4
Accession 0001213900-12-006964
CIK 0001527349other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 8:16 PM ET
Size
13.1 KB
Accession
0001213900-12-006964
Insider Transaction Report
Form 4
Brady Christopher D.
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2012-11-01+231,250→ 1,487,031 total(indirect: See footnote) - Purchase
Warrants
2012-11-01+231,250→ 231,250 total(indirect: See footnote)Exercise: $11.50→ Common Stock (231,250 underlying)
Chart Group, LP
10% Owner
Transactions
- Purchase
Common Stock
2012-11-01+231,250→ 1,487,031 total(indirect: See footnote) - Purchase
Warrants
2012-11-01+231,250→ 231,250 total(indirect: See footnote)Exercise: $11.50→ Common Stock (231,250 underlying)
Chart Acquisition Group LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-11-01+231,250→ 1,487,031 total(indirect: See footnote) - Purchase
Warrants
2012-11-01+231,250→ 231,250 total(indirect: See footnote)Exercise: $11.50→ Common Stock (231,250 underlying)
Footnotes (5)
- [F1]Reported securities acquired pursuant to that certain Third Amended and Restated Unit Subscription Agreement dated as of November 1, 2012 by and among Chart Acquisition Group LLC and the Issuer.
- [F2]The reported securities are included within 231,250 Units purchased by the reporting person for $10.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock. Such shares and warrants, respectively, are identical to the shares of Common Stock and warrants, respectively, included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on December 14, 2012. Such shares and warrants, respectively, are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption.
- [F3]Mr. Brady indirectly owns the 231,250 Units reported herein through his membership interest in Antwerp L.L.C, the general partner of The Chart Group L.P. which is the sole managing member of Chart Acquisition Group LLC.
- [F4]Each warrant is exercisable to purchase one share of Common Stock at an exercise price of $11.50 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Company's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination.
- [F5]Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Chart Acquisition Corp.
CIK 0001527349
Entity typeother
Related Parties
1- filerCIK 0001564636
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 8:16 PM ET
- Size
- 13.1 KB