Home/Filings/4/0001213900-13-001362
4//SEC Filing

Nixon Wayne J. 4

Accession 0001213900-13-001362

CIK 0001093285other

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 3:52 PM ET

Size

19.5 KB

Accession

0001213900-13-001362

Insider Transaction Report

Form 4
Period: 2011-02-09
Transactions
  • Gift

    Common Stock, Par Value $0.001

    2011-02-09250,0000 total
  • Other

    Common Stock, Par Value $0.001

    2011-03-22$0.09/sh+364,773$32,830364,773 total
  • Purchase

    Warrant (Right to Buy)

    2011-02-09+250,000250,000 total
    Exercise: $0.10From: 2011-02-09Exp: 2013-02-09Common Stock, $.001 par value (250,000 underlying)
  • Purchase

    Common Stock, Par Value $0.001

    2011-02-09$0.10/sh+250,000$25,000250,000 total
  • Gift

    Warrant (Right to Buy)

    2011-02-09250,0000 total
    Exercise: $0.10From: 2011-02-09Exp: 2013-02-09Common Stock, $.001 par value (250,000 underlying)
  • Purchase

    Common Stock, Par Value $0.001

    2011-03-22$0.01/sh+4,545,455$50,0007,217,046 total(indirect: See Footnote)
  • Gift

    Common Stock, Par Value $0.001

    2011-03-22364,7730 total
Holdings
  • Common Stock, Par Value $0.001

    (indirect: See Footnote)
    2,550,000
  • Warrant (Right to Buy)

    (indirect: See Footnote)
    Exercise: $0.10Common Stock, $.001 par value (0 underlying)
    2,550,000
Footnotes (4)
  • [F1]Mr. Nixon is the sole owner of CMD Investment Group, LLC ("CMD"). On June 18, 2010, CMD purchased common stock units that in aggregate consisted of 2,500,000 shares of common stock and a warrant to purchase 2,500,000 shares of common stock for an aggregate purchase price of $250,000. The warrant had a two year term expiring on June 18, 2012, was exercisable at $0.10 per share and was fully vested at the date of issuance.
  • [F2]On February 9, 2011, Mr. Nixon purchased common stock units that in aggregate consisted of 250,000 shares of common stock and a warrant to purchase 250,000 shares of common stock for an aggregate purchase price of $25,000. The warrant had a two year term expiring on February 11, 2013, was exercisable at $0.10 per share and was fully vested at the date of issuance. Contemporaneously with this purchase, Mr. Nixon assigned these shares and the shares underling the warrant to members of his family, which included the assignment of 50,000 shares of common stock and 50,000 shares underlying the warrant to his child that resides in his household. Mr. Nixon disclaims beneficial ownership of these shares.
  • [F3]On March 22, 2013, Mr. Nixon was issued 364,773 shares of common stock for consulting services provide to the Company. Contemporaneously with this award, Mr. Nixon assigned these shares to members of his family, which included the assignment of 121,591 shares of common stock to his child that resides in his household. Mr. Nixon disclaims beneficial ownership of these shares.
  • [F4]On March 22, 2013, CMD purchased 4,545,455 shares of common stock for an aggregate purchase price of $50,000.

Issuer

SCIVANTA MEDICAL CORP

CIK 0001093285

Entity typeother

Related Parties

1
  • filerCIK 0001573173

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 3:52 PM ET
Size
19.5 KB