$NEON·4

Neonode, Inc · Aug 14, 7:35 PM ET

Neonode, Inc 4

4 · Neonode, Inc · Filed Aug 14, 2013

Insider Transaction Report

Form 4
Period: 2013-08-12
Transactions
  • Exercise of In-Money

    Common Stock

    2013-08-12$1.38/sh+400,000$550,000400,000 total
  • Sale

    Common Stock

    2013-08-12$7.49/sh73,392$550,000326,608 total
  • Exercise of In-Money

    Warrant

    2013-08-12400,0000 total
    Exercise: $1.38From: 2011-04-15Exp: 2013-10-15Common Stock (400,000 underlying)
Holdings
  • Common Stock

    (indirect: through Wireless Toys Sweden AB, a company owned by Mr. Eriksson)
    1,819,755
Footnotes (1)
  • [F1]Mr. Eriksson exercised a warrant to purchase 400,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Eriksson was issued a net of 326,608 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.

Documents

1 file
  • 4
    f4081213eriksson_neonode.xmlPrimary

    OWNERSHIP DOCUMENT