4//SEC Filing
Rubicon Technology, Inc. 4
Accession 0001213900-14-001715
$RBCNCIK 0001410172operating
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 1:58 PM ET
Size
13.3 KB
Accession
0001213900-14-001715
Insider Transaction Report
Form 4
CO INVESTMENT 2000 FUND LP
10% Owner
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
Co-Invest Capital Partners Inc
10% Owner
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
CROSS ATLANTIC TECHNOLOGY FUND II LP
10% Owner
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
XATF MANAGEMENT II LP
10% Owner
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
Co-Invest Management LP
10% Owner
Transactions
- Sale
Common Stock
2014-03-24$12.42/sh−2,500,000$31,050,000→ 2,217,851 total
Footnotes (3)
- [F1]Consists of shares held by Cross Atlantic Technology Fund II, L.P. and The Co-Investment 2000 Fund, L.P. Donald R. Caldwell, a director of the issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell is a shareholder, director and officer of Co-Invest Capital Partners, Inc., which is the general partner of Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P.
- [F2]As part of the issuer's secondary offering, Cross Atlantic Technology Fund II, L.P. sold 1,182,500 shares of its common stock and The Co-Investment 2000 Fund L.P. sold 1,317,500 shares of its common stock.
- [F3]After the sale of shares in the issuer's secondary offering, Cross Atlantic Technology Fund II, L.P. holds 1,047,698 shares of common stock and The Co-Investment 2000 Fund, L.P. holds 1,170,153 shares of common stock.
Documents
Issuer
Rubicon Technology, Inc.
CIK 0001410172
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410172
Filing Metadata
- Form type
- 4
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 1:58 PM ET
- Size
- 13.3 KB