Earnings Feed
Start Free
Home/Filings/4/0001213900-15-000715
4//SEC Filing

Grilled Cheese Truck, Inc. 4

Accession 0001213900-15-000715

CIK 0001497647operating
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 6:04 AM ET

Size

41.9 KB

Accession

0001213900-15-000715

Insider Transaction Report

Form 4
Period: 2014-08-11
Grilled Cheese Truck, Inc.GRLD
GENTNER ROLAND W
Other
Transactions
  • Other

    Common Stock

    2014-08-11+75,897→ 334,918 total(indirect: See footnote)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11−125,000→ 1,675,000 total(indirect: See footnote)
    Exercise: $2.00From: 2013-04-16Exp: 2016-04-16→ Common Stock (125,000 underlying)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11+75,000→ 1,275,000 total(indirect: See footnote)
    Exercise: $2.00From: 2012-09-30Exp: 2015-09-30→ Common Stock (75,000 underlying)
  • Other

    Common Stock

    2014-08-11+169,021→ 1,878,151 total(indirect: See footnote)
  • Other

    Common Stock

    2014-08-11+225,362→ 304,905 total
  • Other

    Common Stock

    2014-08-11−1,619,130→ 259,021 total(indirect: See footnote)
  • Other

    Common Stock

    2014-08-11+151,793→ 456,698 total
  • Other

    Warrant to Purchase Common Stock

    2014-08-11−475,000→ 1,200,000 total(indirect: See footnote)
    Exercise: $2.00From: 2012-09-30Exp: 2015-09-30→ Common Stock (475,000 underlying)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11+100,000→ 100,000 total
    Exercise: $2.00From: 2012-09-30Exp: 2015-09-30→ Common Stock (100,000 underlying)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11−1,200,000→ 75,000 total(indirect: See footnote)
    Exercise: $2.50From: 2014-05-29Exp: 2017-05-29→ Common Stock (1,200,000 underlying)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11+60,000→ 135,000 total(indirect: See footnote)
    Exercise: $2.50From: 2014-05-29Exp: 2017-05-29→ Common Stock (60,000 underlying)
  • Other

    Warrant to Purchase Common Stock

    2014-08-11+120,000→ 220,000 total
    Exercise: $2.50From: 2014-05-29Exp: 2017-05-29→ Common Stock (120,000 underlying)
  • Other

    Common Stock

    2014-08-11−1,352,169→ 1,709,130 total(indirect: See footnote)
Holdings

  • Common Stock

    79,543

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    → Common Stock (1,800,000 underlying)
    1,800,000

  • Common Stock

    (indirect: See footnote)
    3,061,299
Footnotes (16)
  • [F1]These securities were previously reported in the Form 3 jointly filed on December 23, 2014 by the Reporting Person ("Mr. Gentner") with SoDak Offerings IV, LLC ("SoDak IV"), SoDak Offerings, LLC ("SoDak I"), and Robert O. Mayer ("Mr. Mayer"), as amended in the Form 3/A jointly filed on January 27, 2015, and in the Form 4 jointly filed with SoDak IV, SoDak I and Mr. Gentner on January 27, 2015. Prior to August 11, 2014, Mr. Gentner beneficially and directly owned 79,543 shares of common stock ("Shares") of the Grilled Cheese Truck, Inc. (the "Issuer") held in Roland W. Gentner & Cynthia L. Gentner JTWROS, as to which Mr. Gentner holds shared voting and dispositive power. Mr. Gentner also beneficially and indirectly owned an aggregate 3,061,299 Shares consisting of 1,659,130 shares held by SoDak IV and 1,402,169 Shares held by SoDak I.
  • [F10]On August 11, 2014, SoDak IV approved the distributions of assets owned by SoDak IV, including an aggregate 1,619,130 Shares and also the warrants to purchase an aggregate 1,200,000 Shares, to all its members for no consideration. Roland W. Gentner & Cynthia L. Gentner JTWROS ("Gentner JTWROS") and CGER, LLLP ("CGER") are members of SoDak IV, and as a result of this distribution, the Gentner JTWROS acquired 151,793 Shares and a warrant to purchase up to 120,000 Shares at $2.50 per share which is immediately exercisable until May 29, 2017 and CGER acquired 75,897 Shares and a warrant to purchase up to 60,000 Shares at $2.50 per share which is immediately exercisable until May 29, 2017. SoDak IV beneficially and directly owned 40,000 Shares of the Issuer after such distribution.
  • [F11]SoDak IV is the direct owner of these securities. Mr. Mayer and Mr. Gentner are the investment manager and general manager, respectively, of SoDak IV and share voting and investment control over all securities owned by SoDak IV. Mr. Mayer and Mr. Gentner may be deemed to beneficially own securities owned by SoDak IV.
  • [F12]CGER is the direct owner of these securities. Mr. Gentner and Cynthia L. Gentner ("Mrs. Gentner"), as managing partners of CGER, shares voting and investment control over all securities owned by CGER. Mr. and Mrs. Gentner may be deemed to beneficially own securities owned by CGER.
  • [F13]The amount of securities beneficially owned following this reported transaction is the total aggregate of securities owned by SoDak I, SoDak IV, Seven Investre and CGER. Mr. Gentner may be deemed to beneficially and indirectly own the securities held by these entities.
  • [F14]These securities were previously reported in the Form 3 jointly filed on December 23, 2014 by Mr. Gentner with SoDak IV, SoDak I, and Mr. Mayer, as amended in the Form 3/A jointly filed on January 27, 2015, and in the Form 4 jointly filed with SoDak IV, SoDak I and Mr. Gentner on January 27, 2015. Prior to August 11, 2014, Mr. Gentner beneficially and indirectly owned warrants to purchase up to an aggregate of 1,800,000 Shares, comprising of (i) a warrant to purchase up to 1,200,000 Shares at $2.50 per share exercisable immediately until May 29, 2017 held by SoDak IV; (ii) a warrant to purchase up to 475,000 Shares at $2.00 per share exercisable immediately until September 30, 2015 held by SoDak I; and (iii) a warrant to purchase up to 125,000 Shares of the Issuer at $2.00 per share exercisable immediately until April 16, 2016 held by SoDak I.
  • [F15]The amount of securities beneficially owned following this reported transaction is the total aggregate of securities owned by SoDak IV and Seven Investre. Mr. Gentner may be deemed to beneficially and indirectly own the securities held by these entities.
  • [F16]The amount of securities beneficially owned following this reported transaction is the total aggregate of securities owned by Seven Investre and CGER. Mr. Gentner may be deemed to beneficially and indirectly own the securities held by these entities.
  • [F2]Mr. Gentner is the manager of SoDak I and SoDak IV and has shared voting and disposition power over the securities beneficially owned by SoDak I and SoDak IV and may be deemed to beneficially own securities owned by SoDak I and SoDak IV.
  • [F3]The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. The Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  • [F4]On August 11, 2014, SoDak I approved the distributions of assets owned by SoDak I, including 1,352,169 Shares and warrants to purchase up to 600,000 Shares, to all its members for no consideration. Roland W. Gentner & Cynthia L. Gentner JTWROS and Seven Investre, LLC ("Seven Investre") are members of SoDak I. As a result of SoDak I's distribution of assets, Roland W. Gentner & Cynthia L. Gentner JTWROS acquired 225,362 Shares and a warrant to purchase up to 100,000 Shares at $2.00 per share which is immediately exercisable until September 30, 2015 and Seven Investre received 169,021 Shares and a warrant to purchase up to 75,000 Shares at $2.00 per share which is immediately exercisable until September 30, 2015. SoDak I beneficially and directly owned 50,000 Shares after such distribution.
  • [F5]SoDak I is the direct owner of these securities. Mr. Mayer and Mr. Gentner are the investment manager and general manager, respectively, of SoDak I and share voting and investment control over all securities owned by SoDak I. Mr. Mayer and Mr. Gentner may be deemed to beneficially own securities owned by SoDak I.
  • [F6]The amount of securities beneficially owned following this reported transaction is the total aggregate of securities owned by SoDak I and SoDak IV. Mr. Gentner may be deemed to beneficially and indirectly own the securities held by these entities.
  • [F7]Seven Investre is the direct owner of these securities. Mr. Mayer and Mr. Gentner are the investment manager and general manager, respectively, of Seven Investre and share voting and investment control over all securities owned by Seven Investre. Mr. Mayer and Mr. Gentner may be deemed to beneficially own securities owned by Seven Investre.
  • [F8]The amount of securities beneficially owned following this reported transaction is the total aggregate of securities owned by SoDak I, SoDak IV and Seven Investre. Mr. Gentner may be deemed to beneficially and indirectly own the securities held by these entities.
  • [F9]Roland W. Gentner & Cynthia L. Gentner JTWROS is the direct owner of these securities. Mr. and Mrs. Gentner jointly share voting and investment control over all securities owned by Roland W. Gentner & Cynthia L. Gentner JTWROS. Mr. and Mrs. Gentner may be deemed to beneficially own securities owned by Roland W. Gentner & Cynthia L. Gentner JTWROS.

Documents

1 file

Issuer

Grilled Cheese Truck, Inc.

CIK 0001497647

→
Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001497647

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:04 AM ET
Size
41.9 KB
View on SEC.gov