Green Energy Management Services Holdings, Inc. 4
4 · Green Energy Management Services Holdings, Inc. · Filed Mar 25, 2015
Insider Transaction Report
Form 4
Ulfers Ronald P.
DirectorChairman, President and CEO
Transactions
- Other
Common Stock
2015-03-23−2,333,333→ 2,852,646 total(indirect: By MCA) - Other
Common Stock
2015-03-23−911,667→ 88,333 total
Holdings
- 200,000(indirect: By RPU)
Common Stock
Footnotes (4)
- [F1]On March 23, 2015, the Reporting Person and Mountain Construction Advisors, LLC ("MCA") sold an aggregate of 3,245,000 shares of the Issuer's common stock, $0.0001 par value per share (the "Common Stock"), to a certain unaffiliated 3rd party in a previously negotiated private transaction for consideration of $9,500. Also see Footnote No. 4 for additional information.
- [F2]MCA owns the reported securities directly. Also see Footnotes Nos. 3 and 4 for additional information
- [F3]Represents securities which RPU owns directly. RPU Services LLC ("RPU") is the sole member of MCA and has the voting and dispositive power over the shares of Common Stock owned by MCA. Accordingly, RPU may be deemed to have an indirect beneficial ownership interest in the securities reported by MCA. Also see Footnote No. 4 for additional information.
- [F4]The Reporting Person is the sole member of RPU and has the sole voting and dispositive power over the securities reported herein by RPU. Accordingly, the Reporting Person may be deemed to have an indirect beneficial ownership interest in the securities reported by RPU and MCA. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Also, see Schedule 13D, Amendment No. 1, filed by the Reporting Person with the United States Securities and Exchange Commission on or about May 5, 2011.