Tempus Applied Solutions Holdings, Inc. 4
4 · Tempus Applied Solutions Holdings, Inc. · Filed Jun 24, 2016
Insider Transaction Report
Form 4
Brady Christopher D.
Director10% Owner
Transactions
- Other
Common Stock
2016-06-23+942,138→ 2,848,396 total(indirect: See footnote) - Other
Series B-2 Warrant
2016-06-23−192,710→ 0 total(indirect: See footnote)From: 2015-07-31Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (942,138 underlying) - Other
Series B-3 Warrant
2016-06-23−38,542→ 0 total(indirect: See footnote)From: 2015-08-14Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (188,428 underlying) - Other
Common Stock
2016-06-23+188,428→ 3,036,824 total(indirect: See footnote)
Footnotes (2)
- [F1]On June 23, 2016, the Reporting Person exercised (i) Series B-2 Warrants into 942,138 shares of common stock, and (ii) Series B-3 Warrants into 188,428 shares of common stock, pursuant to a formula contained in the respective warrants that did not require the payment of any cash consideration or the withholding of warrant shares upon such exercise.
- [F2]Mr. Brady indirectly owns these securities through his membership interests in Antwerp L.L.C., the general partner of The Chart Group, L.P., which is the sole managing member of Chart Acquisition Group LLC.