4//SEC Filing
Tempus Applied Solutions Holdings, Inc. 4
Accession 0001213900-16-014469
CIK 0001628871operating
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 2:35 PM ET
Size
15.5 KB
Accession
0001213900-16-014469
Insider Transaction Report
Form 4
Brady Christopher D.
Director10% Owner
Transactions
- Other
Common Stock
2016-06-23+942,138→ 2,848,396 total(indirect: See footnote) - Other
Series B-2 Warrant
2016-06-23−192,710→ 0 total(indirect: See footnote)From: 2015-07-31Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (942,138 underlying) - Other
Series B-3 Warrant
2016-06-23−38,542→ 0 total(indirect: See footnote)From: 2015-08-14Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (188,428 underlying) - Other
Common Stock
2016-06-23+188,428→ 3,036,824 total(indirect: See footnote)
Chart Acquisition Group LLC
10% Owner
Transactions
- Other
Series B-2 Warrant
2016-06-23−192,710→ 0 total(indirect: See footnote)From: 2015-07-31Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (942,138 underlying) - Other
Common Stock
2016-06-23+942,138→ 2,848,396 total(indirect: See footnote) - Other
Common Stock
2016-06-23+188,428→ 3,036,824 total(indirect: See footnote) - Other
Series B-3 Warrant
2016-06-23−38,542→ 0 total(indirect: See footnote)From: 2015-08-14Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (188,428 underlying)
Chart Group, LP
10% Owner
Transactions
- Other
Common Stock
2016-06-23+942,138→ 2,848,396 total(indirect: See footnote) - Other
Common Stock
2016-06-23+188,428→ 3,036,824 total(indirect: See footnote) - Other
Series B-2 Warrant
2016-06-23−192,710→ 0 total(indirect: See footnote)From: 2015-07-31Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (942,138 underlying) - Other
Series B-3 Warrant
2016-06-23−38,542→ 0 total(indirect: See footnote)From: 2015-08-14Exp: 2016-10-31→ Common Stock or Series A Convertible Preferred Stock (188,428 underlying)
Footnotes (2)
- [F1]On June 23, 2016, the Reporting Person exercised (i) Series B-2 Warrants into 942,138 shares of common stock, and (ii) Series B-3 Warrants into 188,428 shares of common stock, pursuant to a formula contained in the respective warrants that did not require the payment of any cash consideration or the withholding of warrant shares upon such exercise.
- [F2]Mr. Brady indirectly owns these securities through his membership interests in Antwerp L.L.C., the general partner of The Chart Group, L.P., which is the sole managing member of Chart Acquisition Group LLC.
Documents
Issuer
Tempus Applied Solutions Holdings, Inc.
CIK 0001628871
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001628871
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 2:35 PM ET
- Size
- 15.5 KB