$TGNT|4Jul 19, 9:48 AM ET

SOURCE FINANCIAL, INC. 4

4 · SOURCE FINANCIAL, INC. · Filed Jul 19, 2016

Form 4

Period: 2016-06-30

DirectorPresident and CFO10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 6,378,416 total(indirect: By LLC)
From: 2016-06-30→ Common Stock (3,189,208 underlying)
Award
Common Stock
2016-06-30+1,429,786→ 3,026,572 total(indirect: By LLC)
Award
Common Stock
2016-06-30+1,429,786→ 1,596,786 total
Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 3,189,208 total
From: 2016-06-30→ Common Stock (3,189,208 underlying)

Footnotes (1)

[F1]On June 30, 2016, the Company entered into that certain Share Exchange Agreement (the "Share Exchange Agreement") by and among the Company, Venture Track, Inc., a Delaware corporation ("Venture Track") and the shareholders of Venture Track (the "Venture Track Shareholders"). Pursuant to the Share Exchange Agreement, the Company agreed to exchange the outstanding common stock of Venture Track held by the Venture Track Shareholders for 3,089,360 shares of common stock and 4,500 shares of Series C Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), of the Company. The 4,500 shares of Series C Preferred Stock are convertible into 6,893,100 shares of the Company's common stock, at the rate of 1,531.80 per share.

Documents

1 file