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4//SEC Filing

SOURCE FINANCIAL, INC. 4

Accession 0001213900-16-015079

$TGNTCIK 0000846377operating

View on SEC.gov Company Profile

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 9:48 AM ET

Size

13.5 KB

Accession

0001213900-16-015079

Insider Transaction Report

Form 4

Period: 2016-06-30

SOURCE FINANCIAL, INC.SRCF

Spider Investments, LLC

10% Owner

Transactions

Award
Common Stock
2016-06-30+1,429,786→ 1,596,786 total
Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 3,189,208 total
From: 2016-06-30→ Common Stock (3,189,208 underlying)
Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 6,378,416 total(indirect: By LLC)
From: 2016-06-30→ Common Stock (3,189,208 underlying)
Award
Common Stock
2016-06-30+1,429,786→ 3,026,572 total(indirect: By LLC)

DeFeudis Edward C.

DirectorPresident and CFO10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 6,378,416 total(indirect: By LLC)
From: 2016-06-30→ Common Stock (3,189,208 underlying)
Award
Common Stock
2016-06-30+1,429,786→ 3,026,572 total(indirect: By LLC)
Award
Common Stock
2016-06-30+1,429,786→ 1,596,786 total
Award
Series C Convertible Preferred Stock
2016-06-30+2,082→ 3,189,208 total
From: 2016-06-30→ Common Stock (3,189,208 underlying)

Footnotes (1)

[F1]On June 30, 2016, the Company entered into that certain Share Exchange Agreement (the "Share Exchange Agreement") by and among the Company, Venture Track, Inc., a Delaware corporation ("Venture Track") and the shareholders of Venture Track (the "Venture Track Shareholders"). Pursuant to the Share Exchange Agreement, the Company agreed to exchange the outstanding common stock of Venture Track held by the Venture Track Shareholders for 3,089,360 shares of common stock and 4,500 shares of Series C Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), of the Company. The 4,500 shares of Series C Preferred Stock are convertible into 6,893,100 shares of the Company's common stock, at the rate of 1,531.80 per share.

Documents

1 file

4
f4063016defeudis_sourcefin.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

SOURCE FINANCIAL, INC.

CIK 0000846377

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000846377

Filing Metadata

Form type: 4
Filed: Jul 18, 8:00 PM ET
Accepted: Jul 19, 9:48 AM ET
Size: 13.5 KB

View on SEC.gov