Amber Road, Inc.·4

Nov 28, 8:24 PM ET

CO-INVESTMENT FUND II, L.P. 4

4 · Amber Road, Inc. · Filed Nov 28, 2016

Insider Transaction Report

Form 4
Period: 2016-11-23
Transactions
  • Sale

    Common Stock, $0.001 par value per share

    2016-11-28$11.66/sh187,750$2,189,1653,756,899 total(indirect: By Funds)
  • Sale

    Common Stock, $0.001 par value per share

    2016-11-23$11.81/sh202,038$2,386,0693,944,639 total(indirect: By Funds)
Footnotes (2)
  • [F1]The sale of the shares was made by Cross Atlantic Technology Fund II, L.P. in connection with its maturity and its obligation to make distributions to its partners.
  • [F2]Consists of 340,861 shares (after sale on November 23, 2016) and 153,111 shares (after sale on November 28, 2016) held by Cross Atlantic Technology Fund, II, L.P., 1,610,880 shares held by The Co-Investment Fund II, L.P. and 1,922,898 shares held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell, a director of the Issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell, is director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.

Documents

1 file
  • 4
    f4112316cross_amberroad.xmlPrimary

    OWNERSHIP DOCUMENT