$WKHS·4

Workhorse Group Inc. · Dec 23, 3:44 PM ET

Workhorse Group Inc. 4

4 · Workhorse Group Inc. · Filed Dec 23, 2016

Insider Transaction Report

Form 4
Period: 2016-02-03
Rodriguez Julio C.
Chief Financial Officer
Transactions
  • Award

    Stock Options

    2016-08-16$7.21/sh+22,000$158,62022,000 total
    Exercise: $7.21From: 2016-08-16Exp: 2021-08-16Common Stock, Par Value $0.001 (22,000 underlying)
  • Award

    Stock Options

    2016-02-03$4.99/sh+25,000$124,75025,000 total
    Exercise: $4.99From: 2016-02-03Exp: 2021-02-03Common Stock, Par Value $0.001 (25,000 underlying)
Holdings
  • Stock Options

    Exercise: $1.75From: 2015-08-13Exp: 2020-08-11Common Stock (25,000 underlying)
    25,000
  • Stock Options

    Exercise: $4.00From: 2013-08-07Exp: 2018-08-07Common Stock (30,000 underlying)
    30,000
  • Stock Options

    Exercise: $0.10From: 2014-07-01Exp: 2019-06-30Common Stock (73,433 underlying)
    73,433
  • Stock Options

    Exercise: $1.50From: 2014-12-19Exp: 2019-12-18Common Stock (15,000 underlying)
    15,000
Footnotes (2)
  • [F1]6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.
  • [F2]5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.

Documents

1 file
  • 4
    f4020316rodriguez-workhorse.xmlPrimary

    OWNERSHIP DOCUMENT