$OLOX·4

SG BLOCKS, INC. · Feb 2, 5:09 PM ET

SG BLOCKS, INC. 4

4 · SG BLOCKS, INC. · Filed Feb 2, 2017

Insider Transaction Report

Form 4
Period: 2017-01-31
Shetty Mahesh S
DirectorCFO
Transactions
  • Award

    Stock Option (right to buy)

    2017-01-31+55,838104,211 total
    Exercise: $3.00From: 2017-03-31Exp: 2027-01-31Common Stock (55,838 underlying)
  • Award

    Stock Option (right to buy)

    2017-01-31+13,20048,373 total
    Exercise: $3.00From: 2017-01-31Exp: 2027-01-31Common Stock (13,200 underlying)
Footnotes (4)
  • [F1]The securities reported herein are presented to give effect to a 1-for-3 reverse stock split to be completed by the Company after the filing of this report.
  • [F2]The options were issued under the issuer's stock incentive plan and vested in full on the grant date.
  • [F3]The options were issued under the issuer's stock incentive plan and will vest in equal quarterly installments over two years from the grant date so long as the reporting person remains an employee of the issuer.
  • [F4]The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's employment with the issuer.

Documents

1 file
  • 4
    f4013117shetty_sgblocks.xmlPrimary

    OWNERSHIP DOCUMENT