Workhorse Group Inc. 4
4 · Workhorse Group Inc. · Filed May 23, 2017
Insider Transaction Report
Form 4
Rodriguez Julio C.
Chief Financial Officer
Transactions
- Award
Stock Options
2017-05-19$5.28/sh+12,500$66,000→ 12,500 totalExercise: $5.28From: 2017-06-30Exp: 2027-05-19→ Common Stock, Par Value $0.001 (12,500 underlying)
Holdings
- 22,000
Stock Options
Exercise: $7.21From: 2016-08-16Exp: 2021-08-16→ Common Stock, Par Value $0.001 (22,000 underlying) - 25,000
Stock Options
Exercise: $4.99From: 2016-02-03Exp: 2021-02-03→ Common Stock, Par Value $0.001 (25,000 underlying) - 25,000
Stock Options
Exercise: $1.75From: 2015-08-13Exp: 2020-08-11→ Common Stock (25,000 underlying) - 15,000
Stock Options
Exercise: $1.50From: 2014-12-19Exp: 2019-12-18→ Common Stock (15,000 underlying) - 73,433
Stock Options
Exercise: $0.10From: 2014-07-01Exp: 2019-06-30→ Common Stock (73,433 underlying) - 30,000
Stock Options
Exercise: $4.00From: 2013-08-07Exp: 2018-08-07→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.
- [F2]5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
- [F3]Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017.