|4Jun 23, 7:35 PM ET

SG BLOCKS, INC. 4

4 · SG BLOCKS, INC. · Filed Jun 23, 2017

Insider Transaction Report

Form 4
Period: 2016-12-28
Transactions
  • Other

    Stock Option (right to buy)

    2016-12-2816,6670 total
    Exercise: $3.00Exp: 2016-10-31Common Stock (16,667 underlying)
Footnotes (4)
  • [F1]The exercise price and number of underlying shares of common stock reported herein reflect a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017.
  • [F2]The Reporting Person assigned the options to Hillair Capital Investments LP, a Cayman Islands limited partnership, an affiliate of the Reporting Person.
  • [F3]The options vest, subject to the Reporting Person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested.
  • [F4]The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director.

Documents

1 file
  • 4
    f4122816mcavoy_sgblocks.xmlPrimary

    OWNERSHIP DOCUMENT