4//SEC Filing
KBL MERGER CORP. IV 4
Accession 0001213900-17-006860
$ETHZCIK 0001690080operating
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 4:23 PM ET
Size
7.4 KB
Accession
0001213900-17-006860
Insider Transaction Report
Form 4
KBL MERGER CORP. IVKBLMU
KBL IV SPONSOR LLC
10% Owner
Transactions
- Purchase
Common Stock
2017-06-23$10.00/sh+27,500$275,000→ 3,252,500 total
KRAUSS MARLENE
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2017-06-23$10.00/sh+27,500$275,000→ 3,252,500 total
Footnotes (3)
- [F1]These shares are underlying units (each unit consisting of one share of common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination and one warrant to purchase one-half of one share of common stock) held by KBL IV Sponsor LLC (the "Sponsor"), acquired pursuant to a third amended and restated unit purchase agreement by and between the Sponsor and the issuer.
- [F2]Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.
- [F3]Each of the issuer's officers and directors is a member of the Sponsor. Dr. Marlene Krauss, the issuer's Chief Executive Officer, is the sole managing member of the Sponsor. Consequently, she may be deemed the beneficial owner of the shares of common stock held by the Sponsor and has sole voting and dispositive control over such securities. Dr. Krauss disclaims beneficial ownership over any securities owned by the Sponsor in which she does not have a pecuniary interest.
Documents
Issuer
KBL MERGER CORP. IV
CIK 0001690080
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001690080
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 4:23 PM ET
- Size
- 7.4 KB