4//SEC Filing
Sarfraz Aamer 4
Accession 0001213900-17-010091
CIK 0001705771other
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 4:17 PM ET
Size
9.6 KB
Accession
0001213900-17-010091
Insider Transaction Report
Form 4
Aamer Sarfraz
DirectorCEO and CFO10% Owner
Transactions
- Purchase
Class A Common Stock
2017-09-27$10.00/sh+18,000$180,000→ 218,000 total
Draper Oakwood Investments LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2017-09-27$10.00/sh+18,000$180,000→ 218,000 total
Perry Roderick William
Director10% Owner
Transactions
- Purchase
Class A Common Stock
2017-09-27$10.00/sh+18,000$180,000→ 218,000 total
Footnotes (4)
- [F1]These shares are underlying units (each unit consisting of one share of Class A common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of Class A Common Stock upon the consummation of an initial business combination and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by Draper Oakwood Investments LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer.
- [F2]Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering. Does not include 1,437,500 shares of Class F common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
- [F3]Each of the issuer's officers and directors is a member of the Sponsor. Roderick Perry, the issuer's Executive Chairman of the Board, and Aamer Sarfraz, the issuer's Chief Executive Officer, Chief Financial Officer and Director, are the managing members of the Sponsor and jointly have the voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Perry and Sarfraz may be deemed to have or share beneficial ownership of such shares.
- [F4]Messrs. Perry and Sarfraz disclaim beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.
Documents
Issuer
Draper Oakwood Technology Acquisition Inc.
CIK 0001705771
Entity typeother
Related Parties
1- filerCIK 0001716498
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 4:17 PM ET
- Size
- 9.6 KB