Graffy Mardel A 4
4 · Rubicon Technology, Inc. · Filed Nov 2, 2017
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-11-01−115→ 0 total→ Common Stock (115 underlying) - Exercise/Conversion
Common Stock
2017-11-01+414→ 414 total - Tax Payment
Common Stock
2017-11-01$7.61/sh−130$989→ 284 total - Exercise/Conversion
Restricted Stock Units
2017-11-01−299→ 0 total→ Common Stock (299 underlying)
Holdings
- 815(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one for one basis.
- [F2]As permitted under the Company's 2016 Equity Incentive Plan, on November 1, 2017, the Company withheld 130 shares of common stock from the reporting person to pay certain FICA, Medicare, Income Withholding and other taxes in connection with the vesting of such RSUs.
- [F3]On November 1, 2014, the reporting person was granted 897 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F4]On November 1, 2013, the reporting person was granted 462 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.