|3Nov 21, 3:47 PM ET

LPH Investments Ltd 3

3 · WINDTREE THERAPEUTICS INC /DE/ · Filed Nov 21, 2017

Insider Transaction Report

Form 3
Period: 2017-11-01
Holdings
  • Common Stock

    46,232,085
Footnotes (1)
  • [F1]Pursuant to a Securities Purchase Agreement dated October 27, 2017, LPH Investments Limited, a company incorporated in the Cayman Islands with limited liability, acquired 46,232,085 shares of common stock of the Issuer ("Common Stock") for an aggregate consideration of $10,000,000, as reported in Table I of this Form 3.

Documents

1 file
  • 3
    f3110117lph_windtreetherap.xmlPrimary

    OWNERSHIP DOCUMENT