Carney Domonic J. 4
4 · Ener-Core, Inc. · Filed Jan 29, 2018
Insider Transaction Report
Form 4
Ener-Core, Inc.ENCR
Domonic Carney J
Chief Financial Officer
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2018-01-25Exercise: $2.50From: 2018-01-25Exp: 2018-12-31→ Common Stock (4,444 underlying) - Purchase
Warrant to Purchase Common Stock
2018-01-25+4,444→ 4,444 totalExercise: $1.50From: 2018-01-25Exp: 2023-01-25→ Common Stock (4,444 underlying) - Small Acquisition
Convertible Senior Secured Note due 2018
2017-12-20Exercise: $2.50From: 2017-12-20Exp: 2018-12-31→ Common Stock (3,333 underlying) - Small Acquisition
Warrant to Purchase Common Stock
2017-12-20+3,333→ 3,333 totalExercise: $1.50From: 2017-12-20Exp: 2022-12-20→ Common Stock (3,333 underlying)
Footnotes (2)
- [F1]On January 25, 2018, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $11,111, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 4,444 shares of the Company's common stock at an exercise price of $1.50 per share.
- [F2]On December 20, 2017, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $8,333, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 3,333 shares of the Company's common stock at an exercise price of $1.50 per share.